TJ Bright

TJ Bright

K&L Gates LLP

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Rule 506(c) Unchained? The SEC Loosens Requirements for Advertising in Private Capital Raises

On 12 March 2025, the US Securities and Exchange Commission (SEC) staff issued a no-action letter that provides private fund sponsors with a concrete, streamlined approach to relying on Rule 506(c), based on minimum...more

3/31/2025  /  Accredited Investors , Advertising , Capital Raising , Investment Funds , Investment Management , Private Funds , Registered Investment Advisors , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation
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