Join us for a virtual roundtable discussion regarding the changing securities regulatory and enforcement landscape.
The election of Joe Biden and his subsequent nomination of Gary Gensler as the next chairman of the US...more
2/17/2021
/ Biden Administration ,
Compliance ,
Enforcement Actions ,
Hedge Funds ,
Insider Trading ,
Investment Adviser ,
Investment Funds ,
Investment Management ,
Investors ,
Market Manipulation ,
Policies and Procedures ,
Presidential Nominations ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Webinars
In This Issue -
Welcome to the final issue of International News for 2014. As regulatory oversight of companies—from Sarbanes Oxley and the Dodd-Frank Act to the Foreign Corrupt Practices Act and the UK Bribery...more
12/3/2014
/ Chief Compliance Officers ,
China ,
COMESA ,
Compliance ,
Disclosure Requirements ,
Dodd-Frank ,
EU ,
Foreign Corrupt Practices Act (FCPA) ,
Germany ,
Internal Investigations ,
Non-Compete Agreements ,
Sarbanes-Oxley ,
Tax Evasion ,
UK Bribery Act