Tony Visage

Tony Visage

Bracewell LLP

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Fifth Circuit's Constitutional Carve-Back of the SEC's ALJ Enforcement Proceedings Likely to Lead to More Federal Court Cases

On May 18, 2022, the United States Court of Appeals for the Fifth Circuit (the “Fifth Circuit”) dealt a major blow to the U.S. Securities and Exchange Commission’s (“SEC”) enforcement program. In Jarkesy v. SEC, the Fifth...more

6/1/2022  /  Administrative Law Judge (ALJ) , Appeals , Civil Monetary Penalty , Consumer Protection Act , Dodd-Frank , Enforcement , Investment Advisers Act of 1940 , Merits Systems Protection Board , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934
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