Tricia Lee

Tricia Lee

Dechert LLP

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The Updated Accredited Investor and Qualified Institutional Buyer Definitions

The Securities and Exchange Commission on August 26, 2020 adopted amendments to the definition of “accredited investor” to: add new categories of investors (both for individuals and entities); codify long-standing SEC staff...more

10/8/2020  /  Accredited Investors , Investment Advisers Act of 1940 , Qualified Institutional Buyers , Registered Investment Advisors , Rule 144A , Securities and Exchange Commission (SEC)

SEC Adopts Amendments to Update Accredited Investor and Qualified Institutional Buyer Definitions

The Securities and Exchange Commission on August 26, 2020 adopted amendments to the definition of “accredited investor” to: add new categories of investors (both for individuals and entities); codify long-standing SEC staff...more

8/29/2020  /  Accredited Investors , Amended Regulation , Investment Opportunities , Qualified Institutional Buyers , Regulation D , Rule 144A , Rule 506 , Rule 506 Offerings , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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