Tuong-anh Pham

Tuong-anh Pham

Eversheds Sutherland (US) LLP

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SEC proposes amendments to expand the reach of the fund “Names Rule,” with a specific focus on ESG

On May 25, 2022, the US Securities and Exchange Commission (the SEC) proposed amendments (the Proposal) to Rule 35d-1 (the Rule) under the Investment Company Act of 1940, as amended (the 1940 Act). The Proposal comes over 20...more

6/3/2022  /  Business Development Companies , Closed-End Funds , Environmental Social & Governance (ESG) , Investment Company Act of 1940 , Investment Funds , Proposed Amendments , Securities and Exchange Commission (SEC)
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