Twane Harris

Twane Harris

WilmerHale

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SEC Proposes Significant New Regulatory Obligations for Communication Protocol Systems and Government Securities ATSs

The Securities and Exchange Commission (SEC) proposed significant changes to the regulation of securities trading systems that use non-firm trading interest and alternative trading systems (ATSs) that trade government...more

2/10/2022  /  Alternative Trading System (ATS) , Broker-Dealer , Comment Period , Government Securities , Proposed Regulation , Regulation SCI , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act
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