Walter Van Dorn

Walter Van Dorn

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The SEC Shortens the Settlement Cycle for Most Securities Transactions From Three Business Days to Two Business Days

The Securities and Exchange Commission has amended Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement cycle for most broker-dealer securities transactions from three business...more

4/6/2017  /  Broker-Dealer , Popular , Rule 15c6-1(a) , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Settlement Cycles , Securities Transactions

The SEC Proposes to Shorten the Settlement Cycle for Most Securities Transactions from Three Business Days to Two Business Days

The Securities and Exchange Commission has proposed to amend Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement cycle for most broker-dealer securities transactions from three...more

10/12/2016  /  Broker-Dealer , Proposed Amendments , Securities and Exchange Commission (SEC) , Securities Exchange Act
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