William Barnard

William Barnard

Locke Lord LLP

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M&A Broker Exemption Update‎

We are updating our March 6, 2023 QuickStudy that discussed the new statutory exemption under section 15(b)(13) of the Securities Exchange Act of 1934 from broker registration that allows unregistered M&A advisers to provide...more

5/25/2023  /  Broker-Dealer , EBITDA , Exemptions , Registration Requirement , Securities Exchange Act
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