The U.S. Securities and Exchange Commission on April 8, 2020 adopted a package of reforms to the securities registration, offering and communications requirements under the Securities Act of 1933 applicable to business...more
4/25/2020
/ Amended Rules ,
Business Development Companies ,
Closed-End Funds ,
Economic Growth Regulatory Relief and Consumer Protection Act ,
Eligibility ,
Exchange-Traded Products ,
Offering Communications ,
Offerings ,
Prospectus ,
Registration Requirement ,
Regulation FD ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Short-Form Registration ,
WKSIs
The U.S. Securities and Exchange Commission on March 20, 2019 proposed a package of reforms to the securities registration, offering and communications requirements under the Securities Act of 1933, applicable to business...more
5/15/2019
/ Business Development Companies ,
Closed-End Funds ,
Comment Period ,
Disclosure Requirements ,
Economic Growth Regulatory Relief and Consumer Protection Act ,
EDGAR ,
Investment Company Act of 1940 ,
Investor Communication Rules ,
Offering Communications ,
Offerings ,
Proposed Amendments ,
Prospectus ,
Public Comment ,
Publicly-Traded Companies ,
Registration Fees ,
Registration Requirement ,
Registration Statement ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Small Business Credit Availability Act (SBCAA) ,
WKSIs ,
XBRL Filing Requirements