The Securities and Exchange Commission (“SEC” or “Commission”) has released a proposal to amend Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI. Criticized by SEC Commissioner Hester Peirce as “too wide-ranging”...more
3/11/2022
/ Alternative Trading System (ATS) ,
Blockchain ,
Comment Period ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Distributed Ledger Technology (DLT) ,
Proposed Amendments ,
Proposed Rules ,
Regulation SCI ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act