William Gaskins Jr.

Morris, Manning & Martin, LLP

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SEC Scrutinizes Private Fund Investor Communications

There has been much ink spilled over the Marketing Rule and the Private Fund Rule under the Investment Advisers Act of 1940.  These rules represent significant regulation of investment advisers, imposing specific affirmative...more

5/29/2024  /  Fiduciary Duty , Investment Adviser , Investment Advisers Act of 1940 , Investors , Private Funds , Securities and Exchange Commission (SEC)
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