William Wade

K&L Gates LLP

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DOL's Fiduciary Rule: The Latest Developments

In July, two Federal District Courts in Texas issued orders staying the effective date of the Department of Labor’s (DOL) fiduciary rule (Fiduciary Rule)....more

8/16/2024 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Fiduciary Rule , Individual Retirement Account (IRA) , Internal Revenue Code (IRC) , Retirement Plan , Securities

DOL Issues Proposed Rule on ESG Investing for ERISA Plans Part 2: Implications for Plan Sponsors and Investment Managers

This alert is the second in a series. In our first alert, “History and State of Play,” our global financial services policy team described the status of the Department of Labor’s (DOL) proposed rule on socially responsible...more

7/29/2020 / Benefit Plan Sponsors , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Environmental Social & Governance (ESG) , Fiduciary Duty , Investment Management , Pensions , Retirement Plan

DOL Finalizes The ERISA Fiduciary Regulation -- What It Means For Your Business

In the face of controversy and following thousands of comments from market participants and lawmakers, the Department of Labor (“DOL”) has finalized sweeping changes to the definition of “fiduciary” under the Employee...more

4/28/2016 / 401k , Best Interest Contract Exemptions , Best Interest Standard , Conflicts of Interest , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Investment Adviser , Retirement Plan

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