William Wade

K&L Gates LLP

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DOL's Fiduciary Rule: The Latest Developments

In July, two Federal District Courts in Texas issued orders staying the effective date of the Department of Labor’s (DOL) fiduciary rule (Fiduciary Rule)....more

8/16/2024 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Fiduciary Rule , Individual Retirement Account (IRA) , Internal Revenue Code (IRC) , Retirement Plan , Securities

Fiduciary Rule – No Further Delays

Three items of key importance with respect to the Department of Labor’s (“DOL”) rule changing the definition of the term “fiduciary” (the “Fiduciary Rule”) happened on May 22, 2017: 1. Secretary of Labor Alexander Acosta...more

5/26/2017 / Best Interest Contract Exemptions , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Individual Retirement Account (IRA) , PTEs , Retirement , Trump Administration

DOL Fiduciary Rule – What’s Next?

On an almost daily basis, there are developments regarding the status of the Department of Labor’s (“DOL”) fiduciary rule creating a climate of uncertainty. Stakeholders, such as financial institutions that serve retirement...more

2/20/2017 / Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Popular , Retirement Plan , Trump Administration

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