Ya Li

Ya Li

Dinsmore & Shohl LLP

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SEC Enforcement Orders Issued for Employment & Separation Agreement Terms

The SEC issued enforcement orders against three companies for including terms in their employment and separation agreements that violated Rule 21F-17(a) of the Securities Exchange Act of 1942, commonly known as the...more

10/27/2023  /  Contract Terms , Employment Contract , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Separation Agreement
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