Yehudah Gordon

Yehudah Gordon

Cozen O'Connor

Contact
View Bio
RSS

Latest Posts › Corporate Misconduct

Share:

CFTC Issues New Guidance Prioritizing Compliance Programs in Enforcement Decisions

On September 10, 2020, the Commodity Futures Trading Commission (the CFTC) issued a new guidance memorandum outlining factors that the Division of Enforcement (the division) will consider when evaluating compliance programs...more

9/17/2020  /  CFTC , Commodity Exchange Act (CEA) , Cooperative Compliance Regime , Corporate Misconduct , Enforcement Guidance , Internal Controls
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide