Zack Schrieber

Zack Schrieber

Cadwalader, Wickersham & Taft LLP

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SEC Modernizes the “Names Rule” for Funds

What’s in a name? According to the Securities and Exchange Commission, quite a bit. On September 20, 2023, the SEC adopted amendments to the Investment Company Act of 1940, most notably to the “Names Rule” governing the names...more

11/8/2023  /  Climate Action Plan , Environmental Social & Governance (ESG) , Investment Adviser , Investment Company Act of 1940 , Investment Funds , Investor Protection , New Amendments , Securities and Exchange Commission (SEC) , Securities Regulation , SFDR
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