President Biden signed, on December 29, 2022, the Consolidated Appropriations Act, 2023, H.R. 2617 (the “2023 Act”). The 2023 Act amends the Securities Exchange Act of 1934 (the "Exchange Act") to exempt certain "M&A...more
2/21/2023
/ Acquisition Agreements ,
Biden Administration ,
Broker-Dealer ,
Brokers ,
Consolidated Appropriations Act (CAA) ,
Exemptions ,
Merger Agreements ,
New Legislation ,
Registration Requirement ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation ,
Securities Transactions
Like Zeus unleashing the Kraken in Clash of the Titans, the U.S. Securities and Exchange Commission (SEC) has unleashed the Kraken (not the digital asset company) to unleash havoc on Genesis Global Capital LLC (Genesis) and...more
2/7/2023
/ Cryptoassets ,
Digital Assets ,
Digital Wallets ,
Enforcement Actions ,
Fees ,
Interest Payments ,
Investment Contract ,
Investment Opportunities ,
Reves Test ,
Reves v Ernst & Young ,
Securities Act ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Trading Platforms