Menu
News & Insights
Popular
Labor & Employment
Finance & Banking
Intellectual Property
Health & Healthcare
Environmental Issues
more…
Business
Insurance
Commercial Real Estate
Corporate Taxes
Immigration
Securities
more…
Personal
Residential Real Estate
Estate Planning
Civil Rights
Personal Taxes
Bankruptcy
more…
Jump to: Latest Updates »
Trending [
7
]
[Hot Topic] Artificial Intelligence
[Hot Topic] Employer Liability Issues
[Hot Topic] Environmental, Social & Governance
[Ongoing] Read Latest SCOTUS Analysis, All Aspects
Stay Informed: Popular Reads on JD Supra
Meet JD Supra's Top Authors!
Build a Morning News Digest: Easy, Custom Content, Free!
Browse All Law News Topics »
Find Author
By Business Matters
Labor & Employment
Finance & Banking
Intellectual Property
Insurance
Taxes
By Personal Issues
Civil Rights
Family Matters
Personal Injury
Wills, Trusts, & Estate Planning
Worker’s Compensation
By Location
California
New York
Texas
Canada
United Kingdom
Subscribe
Custom Email Digests
Build a custom email digest by following topics, people, and firms published on JD Supra.
X (formerly Twitter)
RSS
Feeds for Publishers
For Reporters
My Account
Log In
Browse Related Topics For:
Securities
›
Residential Real Estate
›
Administrative Agency
See Latest Updates ยป
Securities and Exchange Commission (SEC)
Investment Adviser
Corporate Governance
Disclosure Requirements
Enforcement Actions
Financial Services Industry
Investors
Securities Regulation
Publicly-Traded Companies
UK
Compliance
Financial Institutions
EU
Reporting Requirements
Cybersecurity
Cryptocurrency
Environmental Social & Governance (ESG)
Popular
Investment
Broker-Dealer
Regulatory Agenda
Financial Conduct Authority (FCA)
SCOTUS
CFTC
Securities Fraud
Shareholders
Digital Assets
Securities Violations
Capital Markets
Regulatory Requirements
Securities
Climate Change
FinCEN
Department of Justice (DOJ)
Board of Directors
Securities Litigation
Artificial Intelligence
Private Funds
Whistleblowers
SEC v Jarkesy
Investment Advisers Act of 1940
Securities Exchange Act
Risk Management
Financial Regulatory Reform
Investment Management
Financial Industry Regulatory Authority (FINRA)
Cryptoassets
Anti-Money Laundering
Seventh Amendment
Asset Management
Financial Markets
Banking Sector
Civil Monetary Penalty
Fraud
Investment Funds
European Securities and Markets Authority (ESMA)
Final Rules
Jury Trial
Registered Investment Advisors
Fiduciary Duty
Initial Public Offering (IPO)
Securities Exchange Act of 1934
Blockchain
Enforcement
Sustainability
Cyber Incident Reporting
Administrative Law Judge (ALJ)
Prudential Regulation Authority (PRA)
Beneficial Owner
Department of Labor (DOL)
Proposed Rules
Dodd-Frank
FinTech
White Collar Crimes
Policies and Procedures
AML/CFT
Class Action
Form 8-K
Whistleblower Awards
Acquisitions
Cyber Attacks
Employee Retirement Income Security Act (ERISA)
Administrative Proceedings
Recordkeeping Requirements
Fund Managers
Mergers
Private Equity
Chevron Deference
Whistleblower Protection Policies
Special Purpose Acquisition Companies (SPACs)
Bank Secrecy Act
Corporate Counsel
Federal Trade Commission (FTC)
Consumer Financial Protection Bureau (CFPB)
Listing Rules
Settlement
Administrative Authority
Canada
Loper Bright Enterprises v Raimondo
Corporate Misconduct
Data Breach
Regulation S-P
Greenhouse Gas Emissions
Insider Trading
Nasdaq
Securities Act of 1933
Administrative Procedure Act
Incident Response Plans
U.S. Treasury
Venture Capital
FDIC
SolarWinds
European Commission
Disclosure
Banks
Breach of Duty
Misleading Statements
Risk Assessment
Crypto Exchanges
Delaware General Corporation Law
European Banking Authority (EBA)
Government Agencies
Regulatory Authority
Retirement Plan
Fiduciary Rule
Filing Deadlines
Shareholder Litigation
Federal Reserve
Hong Kong
Prohibited Transactions
Securitization
Consumer Financial Products
Exempt Reporting Advisers (ERAs)
Financial Crimes
Insurance Industry
Regulatory Oversight
Bank of England
Capital Raising
Constitutional Challenges
Filing Requirements
Marketing
New Rules
SEC Examination Priorities
Voluntary Disclosure
Data Protection
Internal Controls
Investment Companies
Liquidity
Pilot Programs
Putative Class Actions
Regulatory Reform
Corruption
NYSE
Stablecoins
Sustainable Finance
Commodity Exchange Act (CEA)
Non-Fungible Tokens (NFTs)
Penalties
Suspicious Activity Reports (SARs)
Bitcoin
Cayman Islands
Criminal Prosecution
Derivatives
Exemptions
Foreign Corrupt Practices Act (FCPA)
Investment Firms
Motion to Dismiss
New Guidance
Chief Information Security Officer (CISO)
Customer Identification Program (CIP)
Decentralized Finance (DeFi)
Corporate Transparency Act
Greenwashing
Money Laundering
Scienter
Corporate Crimes
Corporate Officers
Data Privacy
Executive Compensation
Form 10-K
Investment Company Act of 1940
Judicial Authority
MiFID II
Statutory Interpretation
Alternative Investment Fund Managers Directive (AIFMD)
Appeals
Audits
Corporate Social Responsibility
Financing
Hedge Funds
Individual Retirement Account (IRA)
IRS
Rule 10b-5
Social Media
Diversity
ETFs
Pay-To-Play
UCITS
California
Capital Requirements Regulation (CRR)
Lenders
Schedule 13G
SFDR
Statutory Authority
Transparency
Due Diligence
Employee Benefits
False Claims Act (FCA)
FHFA
Internal Revenue Code (IRC)
New Legislation
Ransomware
Retail Investors
Technology Sector
Canadian Securities Administration
Chevron v NRDC
False Statements
Hackers
Machine Learning
Presidential Elections
Proxy Statements
PSLRA
Regulation S-K
Rulemaking Process
Shareholder Proposals
Anti-Corruption
Article III
Bribery
Certiorari
Conflicts of Interest
Data Security
Hong Kong Stock Exchange
Investment Portfolios
Loans
Misrepresentation
NAIC
Notice of Proposed Rulemaking (NOPR)
OCC
PCAOB
Political Contributions
Proposed Amendments
Proposed Legislation
Regulatory Standards
Self-Reporting
Annual Reports
Australia
Ethereum
European Supervisory Authorities (ESAs)
Foreign Investment
Investigations
Proxy Season
Risk Mitigation
Sustainable Business Practices
Vacated
Consumer Lenders
Contract Terms
Dismissals
Early Stage Companies
Federal Pilot Programs
Jurisdiction
Merger Agreements
Omissions
Registration Requirement
Virtual Currency
Borrowers
Carbon Emissions
Cease and Desist Orders
CEOs
Controlling Stockholders
Deadlines
Derivative Suit
Disgorgement
EDGAR
HM Treasury
Legislative Agendas
Limited Partnerships
NAV
New Regulations
Private Equity Funds
Regulation Best Interest
Sanctions
Schedule 13D
Startups
State Attorneys General
Stocks
Trading Platforms
Advertising
BSA/AML
Commercial Bankruptcy
Digital Currency
Diversity and Inclusion Standards (D&I)
Electronic Communications
Employment Contract
Environmental Policies
Reverse Stock Splits
Shareholder Activism
Stock Prices
Biden Administration
Coinbase
Commercial Litigation
Covered Entities
DE Supreme Court
Distributed Ledger Technology (DLT)
Failure To Disclose
Foreign Private Issuers
Incentives
Listing Standards
Material Misstatements
Material Nonpublic Information
Materiality
MSRB
Office of Foreign Assets Control (OFAC)
Proposed Regulation
PTEs
Scams
Stock Exchange
AIFM
Bermuda
Brokers
China
Commodities
Delaware
Fees
Fiduciary
Financial Statements
Fines
HKEx
Institutional Investors
Market Manipulation
NPRM
Private Investment Funds
Registered Investment Companies (RICs)
Sarbanes-Oxley
Token Sales
Unregistered Securities
Valuation
Amended Regulation
Auditors
Business Entities
Bylaws
Chief Compliance Officers
Comment Period
Confidential Information
Consumer Protection Laws
ELTIF
Ethics
Financial Reporting
Incentive Compensation
Institutional Shareholder Services (ISS)
Misappropriation
MNPI
Mutual Funds
New Amendments
NLRB
Notice Requirements
Ontario Securities Commission (OSC)
Payment Systems
Proxy Voting
Required Forms
Securities Transactions
401k
Annuities
ASIC
Brokered Deposits
Collateral
Compliance Monitoring
Consultation
Cooperation
Corner Post Inc v Board of Governors of the Federal Reserve System
Corporate Issuers
Criminal Convictions
Customer Due Diligence (CDD)
Cyber Threats
D&O Insurance
Data Collection
Economic Sanctions
Employer Liability Issues
Enforcement Authority
Environmental Protection Agency (EPA)
Financial Adviser
IFRS
Incorporation
Influencers
IRA Rollovers
Life Sciences
Nevada
Objective Falsity
PTE 84-24
Regulatory Violations
Ripple
Rule 10(b)
Self-Disclosure Requirements
Texas
10b5-1 Plans
Amended Rules
Books & Records
Capital Requirements
CIMA
Closed-End Funds
Compensation
Confidentiality Agreements
FATF
FSMA
Instant Messaging Apps
Intellectual Property Protection
Interest Rates
Israel
Macquarie Infrastructure Corp v Moab Partners LP
MiFID
MiFIR
Mortgages
NCUA
Non-Compete Agreements
Oil & Gas
Safe Harbors
Stock Options
Stockholder Agreements
Threshold Requirements
Trustees
Wells Notice
Chapter 11
Clawbacks
Collateralized Loan Obligations
Commodity Pool
Commodity Trading Advisors (CTAs)
Corporate Culture
Customer Information
Cyber Crimes
Designated Contract Markets (DCMs)
Employees
Financial Services Committee
Form 10-Q
Form N-CEN
Germany
Governance Standards
Guidance Update
Healthcare
Investment Contract
Market Participants
Mining
NVIDIA
NYDFS
Offerings
Personal Information
Public Offerings
Public Rights Doctrine
QPAM
Regulation BI
Securities Tokens
Sensitive Personal Information
Separation Agreement
Settlement Agreements
Small and Medium-Sized Enterprises (SMEs)
Task Force on Climate-related Financial Disclosures (TCFD)
Technology
Webinars
AIFs
CARB
CFOs
Corp Fin
Corporate Financing
Corporate Sales Transactions
Cross-Border
Debt Collection
Debt Market
Duty of Care
Electronic Filing
Enforcement Priorities
Export Controls
Facebook
Fair Market Value
Financial Transactions
First Amendment
Florida
Food and Drug Administration (FDA)
Form N-PORT
Howey
Information Reports
Investment Opportunities
Kamala Harris
Libor
Life Insurance
Limited Liability Company (LLC)
Liquidation
Non-Disclosure Agreement
Notification Requirements
Patriot Act
Pleading Standards
Political Campaigns
Ponzi Scheme
Privacy Laws
Prospectus
Public Comment
Registration Statement
Risk Alert
Shareholder Meetings
Statute of Limitations
Stock Repurchases
Swaps
Third-Party
Amicus Briefs
Antitrust Provisions
Bankruptcy Court
Benefit Plan Sponsors
Bitcoin Mining
Bonds
Breach Notification Rule
Bureau of Industry and Security (BIS)
Business Judgment Rule
Business Ownership
Carbon Off-Set Credits
Cease and Desist
Climate Action Plan
Code of Conduct
Continuing Legal Education
Custody Rule
Delisting
Department of Financial Protection and Innovation (DFPI)
Department of Health and Human Services (HHS)
Digital Wallets
Dispute Resolution
Dividends
Documentation
Emerging Growth Companies
EMIR
Employee Training
En Banc Review
Entrepreneurs
Equity
Equity Markets
Ether
European Central Bank
European Economic Area (EEA)
Financial Services and Markets Act
Foreign Corporations
Form CRS
France
FTSE
Global Market
Gold
Government Investigations
Government Officials
Hart-Scott-Rodino Act
Healthcare Fraud
Holding Companies
Hong Kong Securities and Futures Commission (HKSFC)
Income Taxes
Information Governance
Information Technology
Innovative Technology
John Deere
Judicial Review
Keurig Inc
Licensing Rules
National Security
NIST
Nvidia Corp v E Ohman J or Fonder AB
Ontario
OSHA
Over The Counter Derivatives (OTC)
Personal Liability
Personally Identifiable Information
Pharmaceutical Industry
Portfolio Companies
Private Equity Firms
Proxy Advisors
Regulation FD
Shareholders' Agreements
Small Business
Software
Statutory Violations
Supply Chain
Surveys
Underwriting
Acquisition Agreements
Administrative Agencies
Anti-Dilution Terms
Anti-Fraud Provisions
Anti-Retaliation Provisions
Anti-Terrorism Financing
Asset Tokens
BaFin
Bank Recovery and Resolution Directive (BRRD)
Bankruptcy Code
Basel Committee on Banking Supervision (BCBS)
British Virgin Islands
Buyers
Capital Formation
Central Bank Digital Currency (CBDCs)
Class Certification
Competition
Compliance Dates
CPOs
Credit Facilities
Data Retention
Directors
EU Directive
European Parliament
Fannie Mae
FBI
Financial Instruments
Form 13F
Form SD
Fourteenth Amendment
Freddie Mac
Geological Data
Governor Walz
Indictments
Indonesia
Inflation Reduction Act (IRA)
Insolvency
Institutional Limited Partners Association (ILPA)
Know Your Customers
Liability
Liquidity Risk Management Rule
Loss Causation
Medicare
Money Market Funds
Noncompliance
NSMIA
Pending Litigation
Permanent Injunctions
Personal Data
Policy Statement
Portfolio Managers
Privately Held Corporations
Prudential Standards
Public Disclosure
Public Statements
Recycling
REIT
Relentless Inc v US Department of Commerce
Remediation
Retaliation
Say-on-Pay
SBA
Securities Exchanges
Separation of Powers
Shareholder Rights
Shell Corporations
SIFMA
Smart Contracts
Sponsors
Standing
Stays
Swap Dealers
Target Company
Tax Credits
Terrorism Funding
Third-Party Service Provider
Tokenization
Uniform Commercial Code (UCC)
Accounting
Algorithms
Alternative Investment Funds
American Bar Association (ABA)
Analytics
Arbitration
Asset-Backed Securities
Audit Committee
Australian Securities Exchange (ASX)
Banking Regulators
Basket Transactions
Brazil
Business Development
Business Strategies
BVI Business Companies
Campaign Contributions
Capital Gains
Caremark claim
Clean Air Act
Companies Act
Confidential Witnesses
Corporations Code
Creditors
Cross-Border Transactions
Crowdfunding
Debt Restructuring
Debtors
Decentralized Autonomous Organization (DAO)
Demand Futility
Discovery
Energy Sector
Environmental Violations
Equity Compensation
Equity Securities
Exchange-Traded Products
Excise Tax
FCC
Federal Contractors
FEPA
Final Guidance
Financial Regulatory Agencies
Financial Stability Board
Form ADV
Futures
Gaming
Ginnie Mae
Governor Newsom
HMRC
Illiquid Assets
Incentive Stock Options
Infrastructure
Injunctions
Insider Information
Inspections
Investment Fraud
Investment Trust Companies
Investor Protection
IOSCO
Israel Securities Authority (ISA)
Italy
Japan
Lending
Loan Origination Funds
London Stock Exchange
Member State
Municipal Securities Market
New York
NFA
Non-Bank Lenders
Non-Public Information
OIG
Online Platforms
Partnerships
Passive Investments
Pending Legislation
Pensions
Perfected Security Interest
Preemption
Private Placements
Proxy Advisory Firms
Proxy Contests
Public Interest
Qui Tam
Registration Fees
Regulation D
Regulation NMS
Regulation Technical Standards (RTS)
Regulatory Agencies
Reinsurance
Renewable Energy
Required Documentation
Resource Extraction
Restrictive Covenants
Russia
Secondary Markets
Security and Privacy Controls
Sellers
Severance Agreements
Share Buybacks
Solvency II
Stakeholder Engagement
Strategic Planning
Subsidiaries
Summary Judgment
Tax Liability
Taxonomy
Trade Associations
Transfer Agents
Trusts
Unconstitutional Condition
Unfair or Deceptive Trade Practices
Unregistered Brokers
Voting Securities
Wealth Management
Wire Fraud
Accounting Standards
Activist Investors
Amended Legislation
Antitrust Violations
Appellate Courts
Appraisal
Arbitration Agreements
Asset Recovery
Australian Competition and Consumer Commission (ACCC)
Basel III
Bids
Blue Sky Laws
Burden of Proof
Business Disputes
Business Litigation
Buy Now Pay Later (BNPL)
C&DIs
Campaign Finance Reform
Capital Investments
CBCA
Central Bank of Ireland
Coinbase Inc v Suski et al
Collaboration
Colorado
Commercial Contracts
Commission Delegated Regulation
Commodities Traders
Compensation & Benefits
Compliance Management Systems
Confidentiality Policies
Congressional Committees
Consent Order
Consumer Protection Act
Corporate Executives
Corporate Management
Corporate Taxes
Credit
Credit Rating Agencies
Criminal Conspiracy
Criminal Investigations
Critical Infrastructure Sectors
Currency Transaction Reports (CTR)
Cyber Insurance
Cybersecurity Information Sharing Act (CISA)
Data Management
Data Preservation
Debt
Debt Financing
Depository Institutions
Digital Platforms
Disciplinary Proceedings
Due Process
Effective Date
EFTs
Elon Musk
Emerging Technologies
Employee Stock Purchase Plans
Endorsements
Entire Fairness Standard
Equal Employment Opportunity Commission (EEOC)
Equity Financing
EU Market Abuse Regulation (EU MAR)
Evidence
Expert Witness
Exxon Mobil
Failure to Comply
Fair Labor Standards Act (FLSA)
Federal Budget
Federal Rules of Civil Procedure
Fee Caps
FERC
Financial Reporting Council (FRC)
Forfeiture
Form PF
Fraudulent Transfers
Freeze-Out Mergers
FSB
FSOC
FTC Act
Fund Sponsors
GAAP
Gambling
General Corporation Law
General Elections
General Partnerships
Glass Lewis
Gramm-Leach-Blilely Act
Health Care Providers
Hedging
Indemnification
Independent Director
Innovation
Insurance Claims
Insurance Regulations
Insured Depository Institutions
Ireland
Item 303
Jury Verdicts
Kickbacks
Labeling
Latin America
Liens
Luxembourg
Magnuson-Stevens Act (MSA)
Mandatory Disclosure Rules
Manufacturers
Market Abuse
Material Misrepresentation
Medicaid
Metaverse
Mobile Devices
Money Transmitter
Municipal Securities Issuers
NASAA
National Marine Fisheries Service
Negligence
Net Zero
No-Action Letters
NRDC
OECD
Offsets
Ohio v Environmental Protection Agency
Open-Ended Fund Companies (OFCs)
Pension Funds
Petition for Writ of Certiorari
Phishing Scams
Policy Exclusions
Political Candidates
Prejudgment Interest
Preliminary Injunctions
Public Corruption
Purchase Agreement
Real Estate Investments
Recapitalization
Recovery Plans
Redlining
REMIC
Remuneration
Reputational Injury
Retirement
Right to a Jury
Risk Factors
Rule 21F-17
Securities Settlement Cycles
Securitization Standards
Shareholder Votes
Smaller Reporting Companies
Social Networks
Special Purpose Vehicles
Standard of Review
State and Local Government
State Legislatures
Stewardship Code
Stock Purchase Agreement
Stock Redemption
Structured Financial Products
Student Loans
Taxation
Tel Aviv Stock Exchange (TASE)
Telecommunications
Theft
Tick Size
Trading Policies
Training
Trump Administration
Truth in Lending Act (TILA)
United States
Unjust Enrichment
Venture Funding
Voting Rights
Websites
WhatsApp
Withholding Tax
Woman Board Members
Workplace Violence
Activist
Administrative Appeals
Affordable Housing
Africa
Agribusiness
Air Pollution
Ambiguous
American Airlines
Angel Investors
Anti-Bribery
Anti-Discrimination Policies
Anti-Kickback Statute
Antiboycott Requirements
Antitrust Division
Applications
Article II
Articles of Incorporation
Asia
Asia Pacific
Asset Protection
Asset Tracing
Audit Reports
Automated Decision Systems (ADS)
Aviation Industry
Bank Deposits
Bankruptcy Trustees
Bars
Benchmarks
Best Interest Standard
Biotechnology
Bots
Boycotts
Breach of Contract
British Columbia Securities Commission
Brokerage Accounts
Business Divorce
Business Expenses
Business Formation
Business Operations
Buyouts
California Consumer Privacy Act (CCPA)
California Privacy Protection Agency (CPPA)
Call for Evidence
Capital Gains Tax
Capital Markets Authority
Capital Structures
Capitalization
Carbon Capture and Sequestration
Carve Out Provisions
CDIs
Celebrity Endorsements
Centers for Medicare & Medicaid Services (CMS)
CFIUS
Chamber of Commerce
Closely Held Businesses
Collective Investment Schemes
Commercial Insurance Policies