Compliance into the Weeds: More Compliance Challenges in the Trump Era
Great Women in Compliance: Stop, Listen and Collaborate with Kristy Grant-Hart
Daily Compliance News: March 12, 2025, The Ruth Marcus Resigns Edition
Compliance Tip of the Day: The Last Mile
Are Reality TV Contestants Independent Contractors or Employees? From Pods to Paychecks With Love Is Blind — Hiring to Firing Podcast
Everything Compliance, Shout Outs and Rants: Episode 151, The What is Illegal DEI Edition
Innovation in Compliance: Navigating AI Governance in 2025 with Christine Uri
Daily Compliance News: March 11, 2025, The Shift in View Edition
Building a Business at the Intersection of Neurodata and Innovation With Rob Cooley
Compliance Tip of the Day: Chatbots in Compliance
FCPA Compliance Report: Eric Morehead on Understanding The Role and Function of The U.S. Sentencing Commission
Daily Compliance News: March 10, 2025, The Measles at Dulles Edition
Sunday Book Review: March 9, 2025, The Defending the Mind Edition
Because That’s What Heroes Do: Deep Space 9: Ezri Dax, Part 2- Emotional Crossroads in Afterimage
10 For 10: Top Compliance Stories For the Week Ending March 8, 2025
Compliance Tip of the Day: Using AI to Manage 3rd Party Risk
Creativity and Compliance: Adding Spice to Compliance Programs
2 Gurus Talk Compliance: Episode 47 – The Chaos Edition
Daily Compliance News: March 7, 2025, The No Jail Time Edition
The Terminator: The QPRT as a Wealth Transfer Strategy and CTA Updates
The U.S. Treasury Department has suspended enforcement of the Corporate Transparency Act for all U.S. citizens and domestic reporting companies. In a statement on March 2, 2025, the Treasury Department announced that it...more
On February 26, 2025, the United States Court of Appeals for the Second Circuit affirmed the dismissal of federal securities claims against the developers of a decentralized cryptocurrency exchange and the exchange’s venture...more
On February 27, 2025, Judge Lewis A. Kaplan of the United States District Court for the Southern District of New York dismissed a putative class action asserting claims under the Securities Act of 1933 against a railroad...more
On February 11, 2025, the staff of the Division of Corporation Finance ("Staff") of the U.S. Securities and Exchange Commission ("SEC" or the "Commission") issued new and updated Compliance and Disclosure Interpretations on...more
The other day, I attended a panel discussion of compliance officers talking about how corporate compliance might change with the arrival of the Trump Administration. Except, we never got around to that discussion – we were...more
Narrower scope, clearer lines: In a string of rulings, the German Federal Cartel Office (“FCO”) has seen its broader interpretation of the transaction value threshold curtailed. These decisions should, for the time being,...more
In an attempt to facilitate capital raising, the SEC announced that it was expanding the ability of issuers to submit draft registration statements for confidential review by the staff. Historically, this procedure was mostly...more
By March 31, 2025, companies in Mexico need to file their annual tax returns for the prior fiscal year with the Tax Administration Service (Servicio de Administración Tributaria (SAT)). In addition to complying with tax...more
Section 130 of the Building Safety Act 2022 (BSA) allows the High Court to make building liability orders (BLO) if it considers it just and equitable to do so. Section 132 allows the court to make an information order to...more
On March 3, 2025, the staff of the U.S. Securities and Exchange Commission’s (the “SEC”) Division of Corporation Finance (the “SEC staff”) announced that, effective immediately, it is enhancing the accommodations available to...more
On February 18, the New Jersey Division of Taxation published proposed corporation business tax (CBT) regulations that incorporate changes associated with 2023 reform legislation, as well as additional changes intended to...more
CTA Update - On February 27th, 2025, FinCEN put out a release stating they will not be issuing any fines or penalties or take any other enforcement actions against any companies based on a failure to file beneficial...more
On February 14, 2025, the National Labor Relations Board’s ("NLRB" or "Board") Acting General Counsel ("GC"), William Cowen issued General Counsel Memoranda ("GC Memo") 25-05, which rescinded more than a dozen GC Memos issued...more
The U.S. Securities and Exchange Commission (SEC) drastically reduced its accounting and auditing enforcement activity in fiscal year 2024, the final year of Gary Gensler’s administration, ending two consecutive years of...more
On March 3, 2025, the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) issued new guidance, effective immediately, significantly expanding the ability of companies to...more
FinCEN and the Department of the Treasury both provided updates this week regarding the Corporate Transparency Act....more
In Pennsylvania, Certified Registered Nurse Practitioners (CRNPs) do not have independence of practice. They may provide diagnoses and prescribe treatments only in collaboration with a physician, as per the details of their...more
The United States Treasury Department announced on March 2, 2025, that the Beneficial Ownership Information (BOI) reporting required by the Corporate Transparency Act (CTA) is now voluntary for U.S. entities and citizens....more
The BVI and the Cayman Islands both have regimes in place to address unfair prejudice suffered by shareholders, although each jurisdiction approaches the issue differently. The threshold for successfully bringing an...more
After months of litigation—including a cameo before the Supreme Court—the last nationwide injunction of the Corporate Transparency Act (CTA) was vacated and the CTA was set to go back into effect. Since then, nothing has been...more
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
In this episode, AGG Women in Tech Law attorneys Allison Raley and Paula Nagarajan break down the essential legal steps founders should take before approaching investors, key protections to negotiate in equity deals, and...more
The Economic and Financial Gap Between the United States and Europe: Will It Persist or Narrow? What Are the Consequences for Businesses and Investors on Both Sides of the Atlantic?...more
Join our panel of experts for a one-hour session where they will discuss the emerging topic of AI governance and the importance of ensuring ethical, transparent, and compliant generative AI in a rapidly changing risk...more
Courts are wont to say that Section 2116 of the California Corporations Code codifies the internal affairs doctrine. See Villari v. Mozilo, 208 Cal. App. 4th 1470, 1478 n.8 (Cal. Ct. App. 2012) (“Corporations Code section...more