10 For 10: Top Compliance Stories For the Week Ending November 9, 2024
12 O’Clock High, a podcast on business leadership – Leadership Lessons from A Man for All Seasons
Compliance Tip of the Day – Why Data-Driven Culture is the Future of Compliance
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Compliance and AI: John Sun on Enhancing Compliance Processes with AI Technology
CFPB’s Supervisory Highlights on Auto-Finance and Auto-Servicing — The Consumer Finance Podcast
Growing the Solar and Storage Landscape With Mike Hall, Anza Renewables - Battery + Storage Podcast
AI Discrimination and Emerging Best Practices – Part 2 - The Good Bot Podcast
Compliance Tip of the Day: 5 Practical Steps for Conducting a Culture Audit that Meets DOJ Standards
Everything Compliance: Episode 144, The Q4, Great Women in Compliance Edition
Introduction to No Infringement Intended Podcast - No Infringement Intended
Business Integrity Innovations: Championing Integrity – Samia Tnani on Driving SME Growth Through Ethical Governance
Daily Compliance News: November 7, 2024 – The Fat Leonard Sentenced Edition
Emerging Trends in Consumer Protection: A Conversation With NAAG’s Kate Donoven - Regulatory Oversight Podcast
Great Women in Compliance – Episode 248 – GWIC x Everything Compliance
Compliance Tip of the Day: Using Culture Audits to Strengthen Your Compliance Program
Daily Compliance News: November 6, 2024 – The Post-Election Edition
Compliance into the Weeds: Risk-Based Compliance Lessons from a Young Entrepreneur’s Ice Cream Stand
Compliance Tip of the Day: New Questions from the DOJ - Shaping the Future of Compliance
Everything Compliance, Shout Outs and Rants: Episode 144, Q4GWIC Edition
Get ready for an exciting new season of Because That’s What Heroes Do. In this season, they take a deep dive into their favorite 15 episodes of Deep Space 9. Alex Murphy (Murphy), a Star Trek aficionado from Montreal, joins...more
Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to...more
It wasn’t long ago that my partner, Peter Sluka, posted about the Andris case where the Appellate Division, Second Department, reinstated an LLC judicial dissolution proceeding brought by the estate of a deceased member....more
The U.S. Department of the Treasury and IRS on Oct. 28, 2024, published final regulations regarding the Section 45X Advanced Manufacturing Production Credit of the Internal Revenue Code (Final Regulations)....more
Employers with tipped employees are constantly trying to keep up with the ever-changing and evolving tip credit rules promulgated by the United States Department of Labor (DOL) — specifically, what is known as the 80/20 rule....more
As news stories about AI have surged, so have enforcement actions by the SEC alleging fraudulent statements about AI capabilities....more
Effective January 2, 2025, a final rule by the Department of the Treasury restricts investments in certain emerging technology sectors. Our International Trade & Regulatory Group examines the impact of the new U.S. Outbound...more
The U.S. Department of Justice (DOJ) recently updated its Evaluation of Corporate Compliance Programs (ECCP), which prosecutors consider when investigating, charging, and negotiating plea or other agreements with...more
I. INDIA’S HISTORY WITH BILATERAL INVESTMENT TREATIES 1. Bilateral investment treaties (“BITs”) are agreements between countries that provide protections to investors from one state investing in the other (the “host...more
The DOJ’s message from the 2024 ECCP is clear: if companies want to maintain credibility, mitigate risks, and avoid scrutiny, they must embrace data analytics to support and document their compliance efforts. This evolution...more
Soon after California passed far-reaching climate legislation last year (referred to herein as SB 253 and SB 261; see our earlier blog post here and here for background), it was challenged in the U.S. District Court for the...more
The ELTIF-RTS, the final piece of the puzzle for the ELTIF framework, have been published in the Official Journal on October 25, 2024 and entered into force on October 26, 2024. This marks the end of a long and complex...more
This article, the first in a multi-part series on M&A in insurance, considers the change of control regime under the Bermuda Insurance Act 1978 (the “Insurance Act”) as it applies to shareholder controllers of Bermuda...more
The Financial Crimes Enforcement Network (“FinCEN”) has announced temporary relief measures for reporting companies affected by recent hurricanes in the Southeast, providing additional time to comply with Beneficial Ownership...more
The concept of a pan-European company has garnered renewed attention, with an online petition launched in mid-October amassing over 10,000 signatures in two weeks. The petition advocates for the creation of EU Inc., a new...more
On 6 November 2024, the UK government published guidance in respect of the failure to prevent fraud offence, which was introduced in the Economic Crime and Corporate Transparency Act 2023 (ECCTA).Under this offence, companies...more
In In re Hennessy Capital Acquisition Corp. IV Stockholder Litigation, the Delaware Court of Chancery for the first time dismissed breach of fiduciary duty claims against directors involved in a merger with a special purpose...more
Cooley’s securities litigation + enforcement group continued to share key insights on key cases and developments in securities litigation throughout the spring and summer. They highlighted important decisions in Delaware...more
The Federal Trade Commission (FTC) and the Department of Justice (DOJ) recently announced significant changes to the Hart-Scott-Rodino (HSR) premerger notification rules – including changes to the HSR form and associated...more
Purchasing a pet care facility, whether it’s a boarding kennel, grooming salon, or daycare, can be an exciting venture for animal lovers and entrepreneurs alike. However, buying this type of business requires careful planning...more
NIST’s “quick-start guide” is designed to assist acquirers as they evaluate the various risks across their network of suppliers, focusing on supply chain tiers, foreign ownership, control or influence (FOCI), provenance,...more
When purchasing a veterinary practice, one of the key considerations is the real estate where the practice operates. If the buyer does not intend to purchase the property itself, they will need to either assume the existing...more
12 O’Clock High, a podcast on business leadership, brings together stories from history, the arts and movies, research, and current events to consider leadership lessons. In this episode, we believe the movie Man for All...more
On October 6, 2024, the Hong Kong Code of Conduct for ESG Ratings and Data Products Providers (VCoC) was published to establish and promote a consistent, interoperable, and proportionate voluntary code for providers offering...more
This newsletter explores the emerging legal topics and issues affecting the condominium and cooperative services industry. Thought-leading attorneys from Moritt Hock & Hamroff’s Condominium and Cooperative Services Practice...more