Sunday Book Review: December 22, 2024 – The Top Business Ethics Books from 2024 Edition
Daily Compliance News: December 20, 2024 – The First Post-Wirecard Client Edition
Classroom Insiders, Season 2 – A Deep Dive into Panuwat and Shadow Insider Trading
2 Gurus Talk Compliance: Episode 42 – The Holiday Edition
Regulatory Ramblings: Episode 60 - The Evolution of Fintech: Asia, The US and the Implications for Inclusion with Theodora Lau
The CFPB Takes Action Against VyStar Credit Union
Regulatory Ramblings: Episode 57 - A Path to Financial Inclusion Through Technology with Eelee Lua
Regulatory Ramblings: Episode 58 - The AI-fication of Jobs with Huy Nguyen Trieu
Regulatory Ramblings: Episode 59 - Four Decades Fighting Human Trafficking and Modern Slavery – A Diplomat Reflects with Matt Friedman
Consumer Finance Monitor Podcast: Banks Aren’t Over-Regulated, They Are Over-Supervised
Uncovering Disparities: The CFPB's Small Business Lending Study – The Consumer Finance Podcast
Daily Compliance News: December 19, 2024 - The Prison Labor Edition
AdvisorEsq Podcast Series - Episode 10 - Planning Ahead: The Valuation Equation
TechLaw10: Online Fraud & How to Stop It
PODCAST: Williams Mullen's Raising Capital 101: A Securities Podcast - What is a Private Offering?
Post-Election Analysis and Its Impact on the Debt Settlement Industry
"Monsters Inc." y la reorganización empresarial
Compliance into the Weeds: NRA Governance Reforms: A Compliance Case Study
The Hill Country Podcast: Behind the Scenes at Kerrville Daily Times with John Wells
Great Women in Compliance – Holiday GWIC-tacular
In a per curiam ruling dated Dec. 23, 2024, a three-judge panel of the Fifth Circuit Court of Appeals granted a temporary stay of the district court’s Dec. 5 order and injunction against enforcement of the Corporate...more
On December 23, 2024, the U.S. Court of Appeals for the Fifth Circuit lifted the preliminary injunction blocking the enforcement of the Corporate Transparency Act (the “Act”)....more
In 1729, the Anglo-Irish clergyman Jonathan Swift devised what he called a "modest proposal" to for preventing the children of poor people from becoming a burden to their parents and country. In a nutshell, he proposed that...more
The Banking Act 2009 (Wholesale Cash Oversight Fees) Regulations 2024 have been published, together with an explanatory memorandum. The Financial Services and Markets Act 2023 enabled the Bank of England to oversee certain...more
The U.K. Financial Conduct Authority has published a consultation on the regulatory framework for the Private Intermittent Securities and Capital Exchange System (PISCES), the proposed new platform for trading shares in...more
On December 23, 2024, a three-judge panel of the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) issued an Order staying the nationwide preliminary injunction issued earlier in the month by a district court in...more
The European Securities and Markets Authority has published a consultation on draft regulatory technical standards to establish an EU code of conduct for issuer-sponsored research. When final, the RTS will supplement the...more
The Bank of England has published its annual report on its supervision of financial market infrastructures, covering the period December 16, 2023 —December 17, 2024. The report sets out the work undertaken by the BoE over the...more
The European Banking Authority has published a no action letter stating that competent authorities should not prioritize any supervisory or enforcement action in relation to the processing of applications for initial margin...more
The recent decision of the Court of Justice of the European Union (CJEU) in C-601/23 Credit Suisse Securities (Europe) Ltd v. Diputación Foral de Bizkaia represents a transformative development in CJEU Case Law, one that...more
In today’s podcast episode, we’re joined by Alex Johnson, Founder of Fintech Takes, and Paige Paridon, Senior Vice President, Senior Associate General Counsel & Co-Head of Regulatory Affairs at Bank Policy Institute, to take...more
The foundations for the Loan Market Association's ("LMA") fund finance work plans are now in place. Over the last months, LMA has thoroughly studied the market, listened to the voices of members and key stakeholders, and...more
This article is an update to the December 9, 2024, article: UPDATE: FinCEN Alerts That CTA Reporting Is Voluntary While Preliminary Injunction Remains in Effect - On December 23, 2024, the United States Court of Appeals for...more
On December 23, 2024, the United States Court of Appeals for the Fifth Circuit stayed the nationwide injunction that temporarily halted enforcement of and compliance with the Corporate Transparency Act....more
On December 23, 2024, the U.S. Fifth Circuit Court of Appeals issued an Order that served to stay the nationwide preliminary injunction in respect of CTA enforcement. In that ruling, the Fifth Circuit found the government...more
On December 23, 2024, the Fifth Circuit Court of Appeals granted the government’s emergency motion for a stay, effectively blocking a nationwide injunction issued by a district court against the Corporate Transparency Act...more
On December 23, 2024, the United States Court of Appeals for the Fifth Circuit lifted the injunction issued earlier this month that had paused enforcement of the Corporate Transparency Act (“CTA”). In response, the U.S....more
With the end of the year quickly approaching, now is good time to ensure you make your annual exclusion gifts for the year to reduce your taxable estate. For 2024, an individual can give $18,000 (and a married couple...more
On December 23, 2024, the Fifth Circuit Court of Appeals granted the Department of Justice’s motion to lift a preliminary injunction, which blocked the enforcement of the Corporate Transparency Act (CTA). This decision...more
On December 23, 2024, the U.S. Fifth Circuit Court of Appeals issued an Order that served to stay the nationwide preliminary injunction in respect of CTA enforcement. In that ruling, the Fifth Circuit found the government met...more
COMPETITION - Prior notification of a concentration (Case M.11772 - Nippon Express / SH)- Prior notification of a concentration (Case M.11783 - Luxshare / Pierer / Leoni)...more
Introduction - On 5 December 2024, the Commodity Futures Trading Commission (CFTC) Divisions of Clearing and Risk, Data, Market Oversight, and Market Participants issued a staff advisory on the use of artificial intelligence...more
I – ADDITIONAL CSLL - Following the House of Representatives’ approval just one day before, the Brazilian Federal Senate approved, on December 18, 2024, Bill of Law No. 3,817/2024 (the “bill”), which introduces an...more
On 18 December 2024, the German Parliament (Bundestag) passed the Act on the Digitalization of Financial Markets (Finanzmarktdigitalisierungsgesetz, the "Act"). The Act is intended to complement key measures of the European...more
On December 23, 2024, the Fifth Circuit Court of Appeals lifted the District Court’s nationwide preliminary injunction against enforcement of the Corporate Transparency Act (CTA) in the case of Texas Top Cop Shop, Inc., et...more