Compliance Tip of the Day – Why Data-Driven Culture is the Future of Compliance
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Compliance and AI: John Sun on Enhancing Compliance Processes with AI Technology
Compliance Tip of the Day: 5 Practical Steps for Conducting a Culture Audit that Meets DOJ Standards
Everything Compliance: Episode 144, The Q4, Great Women in Compliance Edition
Business Integrity Innovations: Championing Integrity – Samia Tnani on Driving SME Growth Through Ethical Governance
Daily Compliance News: November 7, 2024 – The Fat Leonard Sentenced Edition
Great Women in Compliance – Episode 248 – GWIC x Everything Compliance
Compliance Tip of the Day: Using Culture Audits to Strengthen Your Compliance Program
Daily Compliance News: November 6, 2024 – The Post-Election Edition
Compliance into the Weeds: Risk-Based Compliance Lessons from a Young Entrepreneur’s Ice Cream Stand
Compliance Tip of the Day: New Questions from the DOJ - Shaping the Future of Compliance
Everything Compliance, Shout Outs and Rants: Episode 144, Q4GWIC Edition
Innovation in Compliance – Anik Singal on His Journey from Digital Marketer to Compliance Advocate
Daily Compliance News: The VOTE VOTE VOTE Edition
Compliance Tip of the Day – The 2024 ECCP is a Game Changer for Compliance and Culture
Adventures in Compliance: The Case-Book of Sherlock Holmes – Unveiling Compliance Lessons in The Problem of Thor Bridge
Corruption, Crime & Compliance: TD Bank Agrees to Pay Over $3 Billion for Systemic Violations of Bank Secrecy Act and Money Laundering Violations
FCPA Compliance Report – The 2024 ECCP on Data-Driven Culture and Engagement
Daily Compliance News: November 4, 2024 – The Shame of it All Edition
Effective January 2, 2025, a final rule by the Department of the Treasury restricts investments in certain emerging technology sectors. Our International Trade & Regulatory Group examines the impact of the new U.S. Outbound...more
I. INDIA’S HISTORY WITH BILATERAL INVESTMENT TREATIES 1. Bilateral investment treaties (“BITs”) are agreements between countries that provide protections to investors from one state investing in the other (the “host...more
The DOJ’s message from the 2024 ECCP is clear: if companies want to maintain credibility, mitigate risks, and avoid scrutiny, they must embrace data analytics to support and document their compliance efforts. This evolution...more
The Transition Plan Taskforce has published its final report on the progress achieved and the path ahead. The report marks the end of the TPT's efforts to establish a gold standard for private sector transition plans. The...more
The ELTIF-RTS, the final piece of the puzzle for the ELTIF framework, have been published in the Official Journal on October 25, 2024 and entered into force on October 26, 2024. This marks the end of a long and complex...more
You are reading the October 2024 Update of the Bass, Berry & Sims Enforcement Roundup, where we bring notable enforcement actions, policy changes, interesting news articles, and a bit of our insight to your inbox. -...more
The U.K. Prudential Regulation Authority has published a policy statement to its occasional consultation paper (CP6/24). The statement provides feedback to responses the PRA received to the consultation paper, as well as the...more
The Bank of England has published a speech by Sarah Breeden, BoE Deputy Governor, Financial Stability, on AI and financial stability. In the speech, Ms. Breeden explores the novel features of Generative AI, and how financial...more
The draft Financial Services and Markets Act 2023 (Addition of Relevant Enactments) Regulations 2024 have been published, together with an explanatory memorandum. The Regulations add to the list of "relevant enactments" for...more
North Korea Sanctions Violations - In a recent enforcement action, the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”) imposed an $860,000 penalty on Vietnam Beverage Company Limited (“VBCL”), a...more
Commission Delegated Regulation (EU) 2024/2795 amending the EU Capital Requirements Regulation with regard to the date of application of the own funds requirements for market risk has been published in the Official Journal of...more
The concept of a pan-European company has garnered renewed attention, with an online petition launched in mid-October amassing over 10,000 signatures in two weeks. The petition advocates for the creation of EU Inc., a new...more
November 7, 2024 - The Federal Open Markets Committee decided to lower the target range for the federal funds rate by 1/4 percentage point to 4-1/2 to 4-3/4 percent. November 7, 2024- Securities and Exchange...more
The Department of the Treasury (Treasury) has released a final rule imposing restrictions on U.S. outbound investment in Chinese companies active in developing certain national security technologies (Final Outbound Rule)....more
Le 17 octobre 2024, le gouvernement du Canada a lancé des consultations publiques au sujet de nouvelles mesures visant à renforcer l’interdiction d’importation des biens issus du travail forcé en vertu de l’article 23.6 de...more
Entscheidung. Man darf sich fragen, warum Kündigungsbeschränkungen gerade im HV-Recht eine vergleichsweise hohe Bedeutung haben, obwohl eigentlich für andere Verträge nichts Abweichendes gelten dürfte. Auch das...more
Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 8, 2024. All prior versions are superseded and should be discarded. Please note the following...more
October was a busy month. COP 16 on Biodiversity was held at the end of the month, the UK Autumn Budget was heard on 30 October 2024, and the UK focused Transition Finance Market Review was published. All this has been...more
On October 23rd, the Financial Crimes Enforcement Network (“FinCEN”) issued a supplementary alert regarding countering financing of the U.S.-designated foreign terrorist organization Hizballah (the “Alert”). In May 2024,...more
12 O’Clock High, a podcast on business leadership, brings together stories from history, the arts and movies, research, and current events to consider leadership lessons. In this episode, we believe the movie Man for All...more
On October 28, 2024, the U.S. Department of the Treasury issued its final outbound investment rule, which implements Executive Order 14105, prohibiting certain outbound investments by U.S. persons in Chinese and China-related...more
As the United States remains a leading source of global private equity (PE), real estate (PERE) and venture (VC) capital, many Singapore-based managers are increasingly seeking to market their funds to US investors. While...more
The imminent decision by the European Union to postpone for a year its complex and multi‑faceted sustainability law, the Deforestation Regulation (EUDR), is something of a surprise. The EUDR requires, among other things, due...more
As artificial intelligence continues to advance at a rapid pace, countries around the world are formulating strategies to balance the benefits of generative AI with its potential risks. This post provides an overview of how...more
Headlines - •The UK government has published its guidance on the new Failure to Prevent Fraud offence which will come into effect on 1 September 2025. •Similar to the UK Bribery Act, the provisions introduced by the...more
