February 16, 2017

CFTC Issues Time-Limited No-Action Relief for Aggregation Notice Filings for Position Limits

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On February 6, 2017, the U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued a time-limited no-action letter providing relief for notice filing failures that relied on certain aggregation exemptions from federal position limit levels. The letter provides temporary relief from February 14, 2017 to August 14, 2017. Press Release. No-Action Letter.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.