Table of Contents:
- Introduction
- Commodity Pool Definition and Relevant Instruments
- CPO and CTA Definitions
- Rule 4.5 and Rule 4.13(a)(3)
- De Minimis Tests for Rules 4.5 and 4.13(a)(3)
- Issues Specific to Rule 4.5
- Bona Fide Hedging
- Marketing Restriction
- Notice Filings and Compliance Dates
- Other CPO and CTA Exclusions and Exemptions
- CPO and CTA Registration and Rule
- Registered Fund Harmonization Proposal
- Forms CPO-PQR and CTA-PR
Please see full publication below for more information.
