CME Group Issues Notice Related to Employee Supervision

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On November 2, CME Group issued Market Regulation Advisory Notice RA1517-5 (Notice) related to the supervision of employees and agents conducting business on the CME Group Exchanges. The Notice reminds Exchange members that they are strictly liable for the acts of employees or agents acting within the scope of their employment, including any automated trading system operated by any party. Therefore, all members should ensure that they have adopted and effectively execute appropriate supervisory procedures.

The Notice is available here.

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