In this episode, Matt Kelly and I consider the recent statement by Paul Munter, the SEC’s acting chief accountant, who urged auditors to assess fraud risk among their clients better. Highlights include:
1. Why did the SEC raise these points in the first place? What are they trying to tell auditors that they’re doing wrong?
2. Are auditors equipped to be more aggressive in fraud risk assessment and See more +
In this episode, Matt Kelly and I consider the recent statement by Paul Munter, the SEC’s acting chief accountant, who urged auditors to assess fraud risk among their clients better. Highlights include:
1. Why did the SEC raise these points in the first place? What are they trying to tell auditors that they’re doing wrong?
2. Are auditors equipped to be more aggressive in fraud risk assessment and investigation?
3. What should compliance officers think about vis-a-vis the SEC’s statement?
4. What is the role of compliance in anti-fraud?
5. How will this impact compliance audits by external auditors and fraud examiners?
Tune in to the Compliance Into The Weeds podcast to learn more about the recent statement by Paul Munter, the SEC’s acting chief accountant in Compliance Podcast Network. #CITW #ExternalAuditors #FraudRisks #Compliance #CPN #Podcast See less -
