February 19, 2019

Corporate & Financial Weekly Digest, Featuring Articles on the CFTC's 2019 Examination Priorities and the FCA's Efforts to Increase Asset Management Sector Competition

Carolyn Jackson, Nathaniel Lalone, Neil Robson

Katten Muchin Rosenman LLP

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CFTC -

CFTC Divisions Announce 2019 Examination Policies -

On February 12, the Commodity Futures Trading Commission announced 2019 Examination Priorities (the “Examination Priorities”) for registrants of the Division of Market Oversight (DMO), Division of Swap Dealer and Intermediary Oversight (DSIO), and Division of Clearing & Risk (DCR). This marks the first time that the agency has published Examination Priorities for its divisions.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.