Enterprise Risk Assessment

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Pepper partner Gregory J. Nowak hosts a monthly Investment Management Roundtable for West LegalEdCenter. This session’s topic was enterprise risk assessment. Joining this program was Adam Depanfilis, Director at KPMG, and Jeff Lindenbaum, Chief Executive Officer at CQS.

The panel discussed the following topics:

- Defining and understanding enterprise-wide risks See more +

Pepper partner Gregory J. Nowak hosts a monthly Investment Management Roundtable for West LegalEdCenter. This session’s topic was enterprise risk assessment. Joining this program was Adam Depanfilis, Director at KPMG, and Jeff Lindenbaum, Chief Executive Officer at CQS.

The panel discussed the following topics:

- Defining and understanding enterprise-wide risks (EWRs)

- Addressing regulatory requirements for dealing with EWRs

- Effective compliance strategies in today’s regulatory environment.

This podcast is a recording of that session. See less -

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