Pepper partner Gregory J. Nowak hosts a monthly Investment Management Roundtable for West LegalEdCenter. This session’s topic was enterprise risk assessment. Joining this program was Adam Depanfilis, Director at KPMG, and Jeff Lindenbaum, Chief Executive Officer at CQS.
The panel discussed the following topics:
- Defining and understanding enterprise-wide risks (EWRs)
- Addressing regulatory requirements for dealing with EWRs
- Effective compliance strategies in today’s regulatory environment.
These are the PowerPoint slides from this session. The podcast is a recording of this webinar and you can listen today at http://www.pepperlaw.com/podcasts/enterpriseriskassessment.
Please see full publication below for more information.