Everything Compliance - Episode 101 - The Glencore Edition

Thomas Fox - Compliance Evangelist
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Welcome to the only roundtable podcast in compliance as they celebrate their second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, they have the quintet of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox, and Matt Kelly taking up the Glencore FCPA settlement and concluding with our fan-favorite Shout Outs and Rants.

1. Karen Woody takes a deep dive into the See more +

Welcome to the only roundtable podcast in compliance as they celebrate their second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, they have the quintet of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox, and Matt Kelly taking up the Glencore FCPA settlement and concluding with our fan-favorite Shout Outs and Rants.

1. Karen Woody takes a deep dive into the history of Glencore, from its founding by Marc Rich in the 1980s through the allegations of bribery, corruption, and market manipulation which led to the FCPA and CFTC settlements. Woody shouts out the US National and state parks systems, which provide much-needed green spaces for Americans.

2. Matt Kelly takes a deep dive into the CCO certification issue and what it might mean for individual CCO criminal liability. Kelly has a dual shout-out and rant. He shouts out to the Boston Celtics for having the greatest NBA Finals-Game 1 comeback to win the game. He rants about the DOJ failing to post the speech by AAG Kenneth Polite, where he announced the new requirement for CCO certification.

3. Jonathan Marks explores the role of internal audit in contributing to the compliance failures and what IA can do to facilitate a culture change at the company. Marks also has a dual shout-out and rant. He shouts out to the Philadelphia Phillies for firing manager Joe Girardi and rants about Glencore’s Press Release about their updated compliance which he rants “says nothing.”

4. Tom Fox considers the dual monitor aspect of the resolution and the requirements of the monitorships. Fox reads out the names of the students and teachers killed in the recent massacre in Uvalde, TX.

5. Jonathan Armstrong explores the settlement from the UK perspective and considers what charges against individuals that the UK-Serious Fraud Office might bring. Armstrong shouts out to the Queen’s Platinum Jubilee and Sir Andy Murray for speaking out against the murder of school children. Murray is a survivor of a similar event in Scotland. See less -

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