The FCA has finalised a new chapter on insider dealing and market manipulation.
Key Points:
..Firms should take note of the new guidance, which applies immediately.
..Helpfully, the FCA has clarified that firms do not have an absolute obligation to prevent financial crime.
..The FCA has also clarified further aspects of the new guidance, including regarding situations in which firms would be expected to refuse to execute a trade.
Please see full publication below for more information.
