Hong Kong’s Securities and Futures Commission (SFC) Enforcement Actions Trends and Tracker

A&O Shearman
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The SFC published its annual report for 2019/2020 in June and has also published its quarterly report for Q2 2020. -

These reports show that the SFC continues to focus its enforcement team on cases that have the potential to harm investors and cause serious reputational damage to Hong Kong, as well as highlight some of the other key enforcement trends.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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