Pepper Hamilton partner Gregory J. Nowak hosted another virtual Investment Management and Private Funds Roundtable. Mr. Nowak was joined by Mark Dabertin, special counsel at Pepper Hamilton, to discuss the crossroads of alt finance and the U.S. securities laws. Topics to be discussed include:
- What is a merchant cash advance transaction and how should it be structured?
- What are the key features for enforceability? Could a merchant cash advance transaction be a See more +
Pepper Hamilton partner Gregory J. Nowak hosted another virtual Investment Management and Private Funds Roundtable. Mr. Nowak was joined by Mark Dabertin, special counsel at Pepper Hamilton, to discuss the crossroads of alt finance and the U.S. securities laws. Topics to be discussed include:
- What is a merchant cash advance transaction and how should it be structured?
- What are the key features for enforceability? Could a merchant cash advance transaction be a security?
- What is a participation? Is it a security? If yes, what does that mean?
- What is a syndication?
- How does FINRA figure in all of this? See less -
