Investment Management Update - Q2 2024

This update covers legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended June 30.

Rulemaking and Guidance:

• SEC Issues Third Marketing Rule Risk Alert for Investment Advisers -

• SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information -

• The US Securities Market Will Transition to a T+1 Standard Settlement Cycle on May 28 -

Litigation and Enforcement:

• SEC Charges Five Investment Advisers for Marketing Rule Violations -

• Fifth Circuit Strikes Down Private Fund Adviser Rules...