Investment Management Update – Regulatory and Enforcement Update

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Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Funds Services Practice Group, hosts a monthly webinar series for West LegalEdcenter.

This month, Mr. Nowak will be joined by Pepper attorneys Jay A. Dubow, Richard J. Zack and Cassandre L. Juste to provide an SEC, FINRA and DOJ regulatory and enforcement See more +

Gregory J. Nowak, a partner and practice leader for hedge funds in Pepper Hamilton’s Funds Services Practice Group, hosts a monthly webinar series for West LegalEdcenter.

This month, Mr. Nowak will be joined by Pepper attorneys Jay A. Dubow, Richard J. Zack and Cassandre L. Juste to provide an SEC, FINRA and DOJ regulatory and enforcement update.

This podcast is a recording of their presentation.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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