It's all in the detail - Shareholding disclosure requirements for investment managers

A&O Shearman
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Shareholding disclosure rules can be complicated, and this is particularly true for investment mangers making disclosures in respect of their managed holdings. Before considering the thresholds and any applicable exemptions, an investment manager needs to know whether its discretionary mandate triggers the disclosure rules in the relevant jurisdiction.

In this article we highlight the key questions that investment managers can ask, to cut through the tangle of rules and understand their shareholding disclosure obligations.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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