It’s “Nasdaq”, not “NASDAQ”, According to Nasdaq

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Nasdaq has filed an immediately effective rule change with the SEC to reflect a corporate branding change to Nasdaq’s name. Specifically, current references in Nasdaq’s governing documents and rules will be changed as follows:

  • References to “NASDAQ” will be changed to “Nasdaq”
  • References to “The NASDAQ Stock Market LLC” or “NASDAQ Stock Market LLC” will be changed to “The Nasdaq Stock Market LLC”
  • References to “NASDAQ PHLX LLC” or “NASDAQ PHLX” will be changed to “Nasdaq PHLX LLC” or “Nasdaq PHLX”
  • References to “NASDAQ BX, Inc.” or “NASDAQ BX” will be changed to “Nasdaq BX, Inc.” or “Nasdaq BX”
  • References to “NASDAQ OMX PSX” or “NASDAQ PSX” will be changed to “Nasdaq PSX”
  • References to “The NASDAQ OMX Group, Inc.” or “NASDAQ OMX Group, Inc.” will be changed to “Nasdaq, Inc”
  • In addition to the preceding changes, all references to “OMX” will be removed from the rulebook.
  • References to “NASDAQ Options Market LLC” will be replaced with “The Nasdaq Options Market LLC”
  • References to “NASDAQ Execution Services, LLC” will be changed to “Nasdaq Execution Services, LLC”
  • In all instances where the word “the” should have been capitalized, (e.g., Rule 4758(b)(1)), the Exchange will make the appropriate correction.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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