Key Regulatory Topics: Weekly Update 13 December 2019 - 19 December 2019

A&O Shearman
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CAPITAL MARKETS -

Please see Conduct for an update on the IOSCO report on conflicts of interests and risks during the debt capital raising process -

FCA publish Primary Market Bulletin -

On 17 December 2019, the FCA published its 26th Primary Market Bulletin (PMB). The PMB contains a number of technical and procedural notes that have been updated to reflect changes driven by the Prospectus Regulation.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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