Latest Views From the FCA on Market Abuse

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FCA speech contains some noteworthy statements and observations that firms should take into account.

On 14 November 2017, the FCA published the text of a speech entitled “Effective compliance with the Market Abuse Regulation – a state of mind”, delivered by Julia Hoggett, Director of Market Oversight.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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