SEC Issues Revisions to Regulation AB Telephone Interpretations

Orrick - Finance 20/20
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On December 9, the SEC issued Compliance and Disclosure Interpretations (“C&DIs”) that comprise the SEC’s interpretations of the rules adopted under Regulation AB II and the Securities Act and the Exchange Act. The new C&DIs replace the interpretations published in the Regulation AB Manual of Publicly Available Telephone Interpretations. C&DIs update previously-issued telephone interpretations to reflect the final Regulation AB II. Release.

 

 

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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