SEC Works to Resume Normal Operations Issues Post Shutdown Guidance

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After limiting its operations during the partial federal government shutdown, the SEC is working to resume normal operations this morning.  The Division of Trading and Markets, the Division of Investment Management, and the Division of Corporate Finance have each issued separate guidance this morning with respect to their operations, including how they are prioritizing outstanding matters.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Attorney Advertising.

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