The ICO Speaks: New Guidance On Contracts, Data Controllers And Processors

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The UK Information Commissioner’s Office (ICO) has issued several new guidance documents on Data Controllers, Data Processors and the interaction among them.

Key points of the Contracts guidance include:

  • Whenever a controller uses a processor, there must be a written contract (or other legal act) in place.
  • If a processor uses another organization (ie. a sub-processor) to assist in its processing of personal data for a controller, it needs to have a written contract in place with that sub-processor.
  • The contract is important so that both parties understand their responsibilities and liabilities.
  • The GDPR sets out what needs to be included in the contract. This is reflected in Art. 28 of GDPR Controllers and Processors under GDPR

Key points of the Controller/Processor guidance include:

  • Your obligations under the GDPR vary depending on whether you are a controller, joint controller or processor.
  • The key question is: who determines the purposes for which the data are processed and the means of processing?
  • If specialist service providers (e.g. accountants) are processing data in line with their own professional obligations, they will be acting as the controller.
  • Joint controllers decide the purposes and means of processing together.
  • Processors act on behalf of the relevant controller and under their authority. They serve the controller’s interests.
  • If you are a processor, as soon as you process personal data outside your controller’s instructions, you will be acting as a controller for that element of your processing.
  • Joint controllers are not required to have a contract, but you must have a transparent arrangement that sets out your agreed roles and responsibilities for complying with the GDPR. The main points of this arrangement should be reflected in the privacy notice.

[View source.]

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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