With Wells Fargo about to be fined $1 billion for behaving badly, Jay Rosen and myself take a look at some of the top compliance stories over the past week.
1. Wells Fargo expected to be fined $1 billion for variety of alleged misdeeds.
2. Michael Held, general counsel and executive vice president of the Legal Group at the Federal Reserve Bank of New York, talks about the 3 lines of defense. See more +
With Wells Fargo about to be fined $1 billion for behaving badly, Jay Rosen and myself take a look at some of the top compliance stories over the past week.
1. Wells Fargo expected to be fined $1 billion for variety of alleged misdeeds.
2. Michael Held, general counsel and executive vice president of the Legal Group at the Federal Reserve Bank of New York, talks about the 3 lines of defense.
3. New Assistant DAG, Matthew Milner said in private practice he wants to give corporations more breaks on sentencing and cut back on Yates Memo. Will he continue to do so now that he is on the team?
4. Engaging in bribery and corruption still doesn’t pay as Feds seek 40-month sentence for cooperating Florida telecom exec.
5. If you lie to the DOJ and you are under a DPA, you are in big trouble, the ZTE experience.
6. Yet another guilty plea in the PdVSA corruption case. This time it was Cesar Rincon and it was for money-laundering. Henry Cutter reports on it in the Wall Street Journal.
7. Will DPAs really work outside the US? Rick Messick explores in the Global Anti-Corruption Blog.
8. Tom announces presales of his next book, the Complete Compliance Handbook, which will be published by Compliance Week in April 2018.
9. The Everything Compliance gang is back in Episode 27 with a deep dive into Mark Zuckerberg’s Facebook testimony, the Michael Cohen subpoena and more. It is available on the FCPA Compliance Report, iTunes, Libsyn, YouTube and JDSupra.
10. Tom will be presenting a webinar with Opus Global and Hiperos on the Convergence of ABC and GDPR, next Wednesday, April 25 at 11 AM EDT. The event is at no charge.
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