On July 16, 2024, the United States Patent and Trademark Office (“USPTO”) issued new guidance on the patentability of AI-related inventions. Although the USPTO emphasized that its guidance does not change the law of 35 U.S.C. § 101, patent applicants and patent litigation defendants are likely to scrutinize the guidance for insights that will help them secure (or as the case may be, to invalidate) new AI-related patents.
The USPTO was prompted to issue the guidance by President Biden. Last October, President Biden issued a lengthy Executive Order concerning AI that, among other things, required the USPTO to guide examiners and applicants concerning “considerations at the intersection of AI and IP, which could include … updated guidance on patent eligibility to address innovation in AI.”
The substance of the new guidance is found within the USPTO’s analysis of three hypothetical AI-related inventions—specifically, in its three new subject matter eligibility examples, examples 47, 48, and 49 (available at www.uspto.gov/PatentEligibility). The USPTO provided these in response to “[f]eedback from our stakeholders indicat[ing] that when considering the subject matter eligibility of AI inventions,” there are two “areas of particular concern”: evaluation of whether a claim (1) recites an abstract idea, and (2) “recite[s] additional elements that integrate the judicial exception into a practical application.”
These examples suggest that: (1) examiners are likely to determine that AI-focused claims are directed to abstract ideas, often because the specified AI operations recite mental processes or comprise mathematical formulae, but (2) adding concrete, specific, and novel steps that apply AI to solve industry-specific problems may “save” the claim.
Each of the three examples contains multiple claims, some of which were patentable. We summarize the analysis below.
While the USPTO examples are detailed and fact-specific, the overall trend should come as no surprise to those who already have experience with § 101 analyses: First, AI-related claims will likely draw extra scrutiny from examiners because claimed AI technologies often recite mental processes or mathematical formulae. Second, applicants can nonetheless secure an AI-related patent by reciting concrete, specific, and novel steps that apply AI to solve industry-specific problems.
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