Join Ulmer partner Alan M. Wolper as he addresses hot topics including FINRA's oversight of Reg BI, trends in enforcement and arbitration filings, and perspective whether FINRA would survive a constitutional challenge.

CLE Credit + On Demand: This webinar is pending approval for 1.0 hour of general CLE credit in Illinois, Ohio, and Pennsylvania for the live (12/19/2023) and on-demand viewings through 12/31/2024. It is also pending approval for 1.0 hour of general CLE credit in Kentucky for the live (12/19/2023) and on demand viewings through 06/30/2024. In order to obtain credit for this webinar in Illinois (Live and Recorded Technology), Kentucky (Live and Technological), Ohio (Live Interactive Webinar and Self-Study), and Pennsylvania (Live Webcast and Internet Based) you must:

• watch for a minimum of 30 minutes (at least 60 minutes in Pennsylvania),
• answer poll questions,
• and complete the evaluation in the survey widget.

Eligibility for credit of on-demand viewing will be determined at the end of each month and participants will be emailed a Certificate of Attendance/Completion. CLE Credit will be reported and all applicable attendance fees paid by Ulmer & Berne on behalf of the attendee in Illinois, Ohio, and Pennsylvania.

For an optimal at-home viewing experience, it is highly recommended that viewers watch directly from their home WiFi connection and log out of any work terminal.

Questions? Contact:

Katie Lamar, Events Manager
klamar@ulmer.com
216.583.7366