Date: Thursday, March 05, 2020
Time: 02:00 PM Eastern Standard Time
Duration: 1 hour
Please click here to register.
The FINRA Expungement Process: Tips, Tricks, and Recent Developments
On March 5 at 2 p.m. (ET), Ulmer attorney Christopher D. Seps will host a live webinar to discuss the FINRA expungement process from beginning to end, including:
- Procedural steps governing the FINRA expungement process
- FINRA’s substantive requirements that must be met
- Various obstacles that registered reps or their counsel may encounter
- The status of pending rule changes related to the expungement process
CLE Credit + On Demand: This webinar is approved for 1 hour of general continuing legal education credit in Ohio and Pennsylvania and is pending approval for 1 HR (General) recertification credit through the HRCI for the live and on-demand viewings.
Questions? Contact:
Abi Luempert, Events Manager, aluempert@ulmer.com, 216.583.7302
Speaker:
Please click here to register.
