- AXA Prevails at First Post-Jones v. Harris Excessive Fee Trial
- Potential Secondary Effects of Regulatory Examinations: Evidentiary Issues and Preclusion in Parallel Litigation
- On The Horizon: Global Insurance Capital Standards
- NAIC Long-Term Care Innovation Subgroup Public Hearing
- D.C. Circuit: SEC’s In-House Court is Constitutional
- Brexit’s Impact on the Insurance Industry
- Recent Insurer Victories in Indexed Annuity Class Actions
- Department of Labor Rule Paves the Way for State-Run Retirement Plans
- SEC Exhibit Hyperlink Proposal Excludes Investment Companies
- Illinois Courts: Fixed Indexed Annuities Are Not Securities
- What You Must Know About New York’s Proposed Cybersecurity Regulation for the Banking, Insurance, and Financial Services Sectors
- SEC Issues Guidance on Business Continuity Planning for Registered Investment Companies
- CFPB Grabs for SEC/CFTC Turf
- FINRA to Overhaul Gifts, Non-Cash Compensation, and Business Entertainment Rules
- SEC Probes Share Class Recommendations
- SEC Curious About Mutual Fund Unicorns
Please see full publication below for more information.
