Ary Rosenbaum - The Rosenbaum Law Firm P.C.
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734 Franklin Avenue
Suite 302
Greater New York City Area, New York 11530, United States
Phone: 516.594.1557
Fax: 516-368-3780
Areas Of Practice
- Business Organizations
- Labor & Employment Law
- Taxation
Merit Financial Advisors, a financial advisory firm based in Georgia, recently announced its acquisition of Sanctuary Wealth Management, LLC, and Fiduciary Services, LLC. This deal will enable Merit to establish a presence in…
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/ Finance & Banking, Mergers & Acquisitions
The Department of Labor (DOL) has issued a model notice for applicants to the Voluntary Fiduciary Correction Program (VFCP)…
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/ Finance & Banking, Labor & Employment Law
Last week, Rep. Haley Stevens (D-MI) introduced legislation aimed at waiving early withdrawal penalties for victims of retirement account fraud…
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/ Consumer Protection, Finance & Banking, Labor & Employment Law
Our lives are the sum of our choices, at least that is what the trailer for the next Mission Impossible moving is telling me. When I was a kid, I would read these Choose Your Own Adventure books where the story and outcome were…
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/ Finance & Banking, Labor & Employment Law
I was very lucky that when I started as an ERISA attorney in 1998, I worked as a staff attorney for a third-party administrator (TPA). It gave me insight and experience that I could never have gotten as an attorney working for a…
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/ Finance & Banking, Labor & Employment Law
The Senate approved President Trump’s nominee to be the next Secretary of Labor…
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/ Elections & Politics, Labor & Employment Law
The average Self-Directed Brokerage Account (SDBA) 401(k) balance at Charles Schwab finished the fourth quarter of 2024 at $352,605, up by 13.6% since 2023, according to Charles Schwab’s latest SDBA Indicators Report…
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/ Finance & Banking, Labor & Employment Law
The U.S. District Court for the Northern District of California has decided not to dismiss a class action lawsuit against The Clorox Company and the employee benefits committee of The Clorox Company 401(k) Plan. The lawsuit…
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/ Labor & Employment Law
I’ve been in the retirement plan business for 26 years and I’ve been through a few recessions in that time. There was the dot-bomb implosion, added by 9/11. Let us not forget when our entire financial system was on the verge of…
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/ Finance & Banking, Labor & Employment Law
ERISA requires disclosure of certain plan documents to participants including a summary plan description, statements, and notices. The problem is what do you do with people who aren’t participants such as potential employees?…
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/ Finance & Banking, Labor & Employment Law
Recordkeepers and Third Party Administrators (TPAs) need to either scale up or innovate. The trend of consolidation in the TPA industry makes it increasingly difficult to compete against larger firms…
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/ Business Organizations, Mergers & Acquisitions
One of the greatest advancements in my lifetime has been the proliferation of the Internet. While the web has been the greatest distracting tool in my life, it’s full of information. Anything I’ve ever wanted to know about any…
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/ Finance & Banking, Labor & Employment Law
Former employees of Swiss Re American Holding Corp. are suing the company and its recordkeeper, Empower, for breaching their fiduciary duties under the Employee Retirement Income Security Act (ERISA). The plaintiffs allege that…
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/ Finance & Banking, Labor & Employment Law
Human Interest unveils a “401(k) Customer Experience Guarantee.” At least with those fiduciary warranties, it’s not insulting anyone’s intelligence…
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/ Finance & Banking, Labor & Employment Law
Sponsors of 401(k) plans are increasingly recognizing the need to provide personalized investment options for their participants; however, access to managed accounts still remains limited…
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/ Finance & Banking, Labor & Employment Law
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