Practice/Organization Description
Our experience in the asset management industry is second to none.
Our long-standing focus and close collaboration with our global investment management practice – which is among the most active and respected in the market – provides us with a strong platform to effectively handle disputes and regulatory matters unique to private and public investment funds and their investors. We represent a wide range of clients across the industry, including funds, sponsors, managers, investment advisers, broker-dealers and limited partners.
We understand the business strategies and goals, and have in-depth knowledge of the legal structures unique to the industry. We are well-prepared to counsel our clients on litigation risk and avoidance and, when necessary, to represent their interests in court or before the regulators.
Clients call on us to assist them with private disputes and litigation in all jurisdictions. We also handle investigations and enforcement actions by the SEC, DOJ, FINRA and other regulators.
Areas of Focus
Investment fund level disputes
Regulatory investigations and exams
Securities and fraud claims
Operating company disputes