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Amended Regulation European Securities and Markets Authority (ESMA) European Union

Goodwin

End of the Beginning: AIFMD II’s Final Text

Goodwin on

In our previous alert AIFMD II (Near) Final Text Agreed: What’s New? and in our recent update in our Horizon Scan, we noted that the Council of the European Union (EU) had published the final compromise amending text setting...more

Proskauer - Regulatory & Compliance

ELTIF 2.0 – just one month to go…

Regulation (EU) 2023/606 (“ELTIF 2 Regulation”), which will amend Regulation (EU) 2015/760 (“ELTIF Regulation”), will come into force on 10 January 2024. The original ELTIF Regulation was aimed at boosting European...more

Goodwin

ELTIF Regulation regulatory technical standards (RTS): Important detail in the ESMA consultation

Goodwin on

On 23 May 2023, the European Securities and Markets Authority (ESMA) published a Consultation Paper on draft regulatory technical standards (RTS) supplementing the amended ELTIF Regulation (Amending Regulation), heralded as...more

Proskauer Rose LLP

Regulation Round Up - March 2023

Proskauer Rose LLP on

31 March - SFTR: The European Securities and Markets Authority (“ESMA”) published an updated version of its Q&As (ESMA74-362-893) on complying with reporting requirements under the Regulation on reporting and transparency...more

Walkers

Irish Quarterly Legal and Regulatory Report - Asset Management and Investment Funds July to September 2022

Walkers on

1.1 ESMA UCITS Q&A updates On 20 July 2022, ESMA published an updated version of its UCITS Q&As with the following new Q&As: Section X: Depository – new Q&As 7 and 8 on reconciliations; and - • Section XIII: Delegation...more

A&O Shearman

Amended EU Guidelines for National Regulators on Enforcing Financial Information Publication by EU Issuers

A&O Shearman on

The European Securities and Markets Authority has published amended Guidance for national regulators on the enforcement of financial information that issuers listed on regulated markets are required to publish under the EU...more

A&O Shearman

Emir Refit: Impact of the Reclassification of Funds

A&O Shearman on

The EU proposals to amend technical aspects of the European Market Infrastructure Regulation (EMIR), known colloquially as ‘EMIR 2.1’ or ‘EMIR Refit’, have been politically agreed. The final text is likely to be published in...more

Akin Gump Strauss Hauer & Feld LLP

In Principle - 10 Things Authorised Firms Need To Know For 2019

In the 2018 edition of this publication, we ended the introduction with the line, “We can only hope that we will enter 2019 with greater certainty than 2018 as to how the regulatory landscape will look.” Unfortunately,...more

A&O Shearman

Key Regulatory Topics: 14 - 20 December

A&O Shearman on

Allen & Overy publish weekly updates on key regulatory topics affecting the financial services sector. BREXIT - Please see the product sections for updates on the various draft SIs published this week in anticipation of...more

Proskauer Rose LLP

Regulation Round Up - August 2018

Proskauer Rose LLP on

1 August - The Financial Conduct Authority ("FCA") published a statement on selling high-risk speculative investment products to retail clients, following the publication of the European Securities and Markets Authority's...more

A&O Shearman

Final Draft EU Technical Standards Amending Systematic Internalisers' Quote Rules

A&O Shearman on

The European Securities and Markets Authority has published a final report and final draft amending Regulatory Technical Standards to amend the RTS on the equity transparency obligations of trading venues and investment firms...more

A&O Shearman

EU Extends the Scope of the Framework for Collective Investment in Unlisted SMEs

A&O Shearman on

A Regulation amending the European Venture Capital Funds Regulation and European Social Entrepreneurship Fund Regulation has been published in the Official Journal of the European Union. This Amending Regulation makes...more

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